Warren Mead speaking against a red background

In brief

  • A Brattle Group analysis estimates the SEC brought 308 enforcement actions in fiscal 2026, 57% below the fiscal 2018 through 2025 average of 710.

  • Insider trading reached a record 12.3% share of the year's cases, even though the smaller overall docket made that percentage look more dramatic.

  • Public criminal records show parallel indictments in 16.9% of SEC actions, more than twice the share disclosed in SEC announcements alone.

logo

Finish the article

Get the rest of this breakdown, plus the tax moves, IRS updates, AI tools, and accounting strategy accountants need.

Continue reading for $1

What you get:

  • Exclusive accounting news & analysis
  • Tax, IRS & regulatory updates
  • AI tools & workflows for accountants
  • Practice growth & firm strategy
  • Unlimited access to all Pro content
  • Members only weekly briefings

Keep Reading


View More >